Unclaimed
Edward James Viola is a financial advisor with over 30 years of experience in the industry. Edward is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and has previously held positions at Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW INC., Citigroup Global Markets Inc., and Prudential-Bache Securities Inc. Edward holds the Series 3, 7, and 66 licenses. Edward specializes in providing financial advice to a wide range of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/12/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NAPLES FL)
NJ
06/01/2009 - 11/20/2014
MORGAN STANLEY (RIDGEWOOD NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIDGEWOOD NJ)
NJ
08/26/2005 - 04/02/2007
MORGAN STANLEY DW INC. (RIDGEWOOD NJ)
NY
06/19/1995 - 09/02/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/24/1990 - 06/13/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/03/1985 - 04/18/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
09/21/1983 - 02/19/1985
BERNARD HEROLD & CO., INC.
BOTH
Issued 5/16/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/2/1985
Series 3 - National Commodity Futures Examination
BC
Issued 9/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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