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Edward Allister meikle Spence

UBS Securities LLC

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About Edward Allister meikle Spence

Edward Allister meikle Spence is a financial professional registered in New York. Edward joined UBS Securities LLC in November 2023. Edward has passed the Series 63, SIE, and Series 79TO exams.

Firm Information

Edward Spence is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Spence’s Registration & Firm History

NY

11/30/2023 - Present

UBS Securities LLC (New York NY)

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Licenses & Designations

BC

Issued 12/19/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/30/2023

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2023

Series 79TO - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward Allister meikle Spence.
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