Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Allen Von nessen is a securities professional with over 34 years of experience in the financial services industry. Currently, Edward is a registered representative with A.g.p. / Alliance Global Partners. Prior to joining A.g.p. / Alliance Global Partners, Edward was a registered representative at Tradeweb Direct LLC, Whitaker Securities LLC, Lek Securities Corporation, Butler Muni, LLC, Dinosaur Financial Group, L.L.C, O'Brien & Shepard, INC., Calton & Associates, INC., Seaboard Securities, INC., Murphy & Durieu, The G.M.S. Group, INC., Oppenheimer & Co., INC., and Smith Barney, Harris Upham & Co., Incorporated. Edward is licensed in the state of New York, and holds the following licenses: Series 63, Series 53, Series 52TO, SIE, and Series 7. Edward specializes in providing financial advice to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
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2
NY
02/15/2023 - Present
A.g.p. / Alliance Global Partners (New York NY)
NJ
01/18/2022 - 12/22/2022
TRADEWEB DIRECT LLC (JERSEY CITY NJ)
NJ
06/22/2018 - 12/31/2021
WHITAKER SECURITIES LLC (MANALAPAN NJ)
NJ
06/07/2017 - 06/29/2018
LEK SECURITIES CORPORATION (Manalpan NJ)
NJ
12/14/2015 - 09/11/2017
BUTLER MUNI, LLC (HOBOKEN NJ)
NJ
04/25/2017 - 06/01/2017
DINOSAUR FINANCIAL GROUP, L.L.C (MANALAPAN NJ)
NJ
10/01/2007 - 12/09/2015
O'BRIEN & SHEPARD, INC. (FREEHOLD NJ)
NJ
11/02/2015 - 11/23/2015
CALTON & ASSOCIATES, INC. (MATAWAN NJ)
NY
05/16/2005 - 10/03/2007
SEABOARD SECURITIES, INC. (NEW YORK NY)
NY
02/02/1995 - 05/10/2005
MURPHY & DURIEU (NEW YORK NY)
NJ
09/29/1992 - 10/19/1994
THE G.M.S. GROUP, INC. (EAST HANOVER NJ)
NY
06/07/1988 - 07/28/1992
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
11/25/1987 - 06/20/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BC
Issued 12/18/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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