Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Albert Lott is a securities professional with over 10 years of experience in the financial industry. Edward Albert Lott is currently registered with Marex Capital Markets Inc. in Illinois, New Jersey and New York. Edward Albert Lott has previously worked at ICAP CORPORATES LLC and MF GLOBAL INC.. Edward Albert Lott holds the Series 3, 7, 24, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
12/12/2014 - Present
Marex Capital Markets Inc. (Chicago IL)
IL
11/16/2012 - 12/02/2014
ICAP CORPORATES LLC (CHICAGO IL)
IL
10/20/2010 - 12/06/2011
MF GLOBAL INC. (CHICAGO IL)
BC
Issued 11/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/18/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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