Unclaimed
Edward Albert Harof is an investment advisor representative with Commonwealth Financial Network in Williamsville, NY. Edward has over 40 years of experience in the financial services industry. Edward is registered to offer investment advice in 25 states and is also registered as an investment advisor representative in New York. Edward is a Series 7, Series 63, and Series 66 licensed representative. Edward has also passed the Securities Industry Essentials Examination. Edward’s areas of expertise include financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2021 - Present
Commonwealth Financial Network (Williamsville NY)
NY
03/15/1991 - 06/26/2019
ROYAL ALLIANCE ASSOCIATES, INC. (WILLIAMSVILLE NY)
NY
02/04/1987 - 03/15/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
08/30/1982 - 01/23/1987
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 10/24/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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