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Edward Alan Hollett

Independent Financial Group, LLC

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About Edward Alan Hollett

Edward Alan Hollett is a registered representative with Independent Financial Group, LLC and Sierra Shore Financial. Edward Alan Hollett has been in the industry since September 30, 1984. Edward Alan Hollett is based in PISMO BEACH, CA. Independent Financial Group, LLC is an SEC-registered investment adviser with offices in San Diego, CA. The firm provides investment advice and financial planning services to individuals, businesses, and institutions. Sierra Shore Financial is a registered investment advisor in California and offers advisory services to individuals and businesses.

Firm Information

Edward Hollett is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Edward Hollett’s Registration & Firm History

CA

01/19/2016 - Present

Independent Financial Group, LLC (PISMO BEACH CA)

AZ

10/29/1998 - 05/06/2003

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

NE

12/15/1997 - 11/12/1998

AMERITAS INVESTMENT CORP. (LINCOLN NE)

NV

08/17/1993 - 12/31/1997

FINANCIAL WEST GROUP (RENO NV)

NY

05/24/1993 - 09/14/1993

NYLIFE SECURITIES INC. (NEW YORK NY)

MN

09/28/1987 - 11/18/1989

PIPER, JAFFRAY & HOPWOOD INCORPORATED (MINNEAPOLIS MN)

NA

03/26/1982 - 10/15/1987

SHEARSON LEHMAN BROTHERS INC.

NA

03/23/1981 - 03/31/1982

DAIN, BOSWORTH INCORPORATED

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Licenses & Designations

IA

Issued 04/01/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/04/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/07/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1993

Series 7 - General Securities Representative Examination

BC

Issued 01/23/1984

Series 15 - Foreign Currency Options Examination

BC

Issued 10/17/1981

Series 5 - Interest Rate Options Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Edward Alan Hollett. Review regulatory record here.
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