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Edward Alan Glickman

BA Securities, LLC

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About Edward Alan Glickman

Edward Alan Glickman is a financial professional with over 30 years of experience in the securities industry. He is currently registered with BA Securities, LLC, a firm that provides financial services to individuals and businesses. Edward has a strong background in securities trading, investment management, and financial planning, and has held positions with a number of prominent firms, including SDDCO Brokerage Advisors LLC, Strouse, Greenberg Realty Investments, Inc., Lipper Analytical Securities Corporation, Smith Barney, Harris Upham & Co., Incorporated, and Shearson Lehman Brothers Inc. He is a licensed securities principal and holds the Series 7, Series 24, Series 27, Series 63, Series 99 and SIE licenses. Edward has a strong understanding of the financial markets and is committed to providing his clients with the highest quality investment advice and guidance.

Firm Information

Edward Glickman is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Glickman’s Registration & Firm History

PA

02/15/2019 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

NY

08/01/2014 - 03/28/2017

SDDCO BROKERAGE ADVISORS LLC (NEW YORK NY)

PA

02/08/1994 - 01/02/2013

STROUSE, GREENBERG REALTY INVESTMENTS, INC. (PHILADELPHIA PA)

NJ

03/19/1991 - 12/12/1991

LIPPER ANALYTICAL SECURITIES CORPORATION (SUMMIT NJ)

NA

01/03/1986 - 03/02/1989

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

NA

03/22/1983 - 07/05/1985

SHEARSON LEHMAN BROTHERS INC.

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Licenses & Designations

BC

Issued 10/31/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/31/1995

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/26/1995

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 03/28/2017

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Edward Alan Glickman. Review regulatory record here.
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