Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward A. Raffoni is a financial advisor with over 20 years of experience in the industry. Edward is currently registered with Raymond James & Associates, Inc. in Rhode Island and Texas, and has previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Downer & Company and Banc of America Securities LLC. Edward holds a Series 7, Series 62, Series 63, Series 66, and Series 7TO license. Edward offers a range of services including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Edward is dedicated to providing his clients with personalized advice and services to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
09/12/2023 - Present
Raymond James & Associates, Inc. (Providence RI)
RI
11/30/2022 - 07/14/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVIDENCE RI)
MA
04/05/2005 - 01/08/2009
DOWNER & COMPANY (BOSTON MA)
NY
01/01/1999 - 04/18/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BOTH
Issued 12/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/21/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2005
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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