Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward A Mora is a financial advisor with U.S. Bancorp Investments, Inc., based in Irvine, CA. Edward has over 30 years of experience in the financial services industry, having worked with firms such as BNY Mellon Securities Corporation and BancWest Investment Services, Inc. Edward specializes in providing financial advice to individuals, families, and businesses. Edward holds Series 6, 7, 63, 65, and 66 licenses, as well as the SIE exam. Edward is also a registered principal with U.S. Bancorp Investments, Inc. In addition to his financial services experience, Edward is active in the community, serving as a director for the Orange County United Way and the CEO Leadership Alliance of Orange County.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
09/03/2024 - Present
U.s. Bancorp Investments, Inc. (Irvine CA)
CA
08/19/2022 - 10/24/2023
BNY MELLON SECURITIES CORPORATION (NEWPORT BEACH CA)
CA
11/12/2010 - 09/14/2020
BANCWEST INVESTMENT SERVICES, INC. (NEWPORT BEACH CA)
MA
10/24/1996 - 11/30/1998
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MA
03/04/1996 - 10/15/1996
MUTUAL SERVICE CORPORATION (BOSTON MA)
AZ
01/31/1994 - 02/06/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MN
01/11/1994 - 02/17/1994
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 12/22/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2022
Series 24 - General Securities Principal Examination
BC
Issued 09/03/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/24/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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