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Eduardo Zepeda

Great Point Capital LLC

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About Eduardo Zepeda

Eduardo Zepeda is a securities professional with over 10 years of experience in the financial industry. Eduardo is currently a Registered Representative with Great Point Capital LLC, a firm that is not registered as an Investment Advisor. Eduardo has held previous roles at T3 Trading Group, LLC and Coastal Trade Securities, LLC. Eduardo holds the Series 56, Series 57TO and SIE licenses.

Firm Information

Eduardo Zepeda is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eduardo Zepeda’s Registration & Firm History

IL

08/27/2018 - Present

Great Point Capital LLC (CHICAGO IL)

NY

05/15/2012 - 09/15/2016

T3 TRADING GROUP, LLC (NEW YORK NY)

NJ

01/12/2011 - 04/17/2012

COASTAL TRADE SECURITIES, LLC (SHORT HILLS NJ)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2011

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There is public disclosure for Eduardo Zepeda. Review regulatory record here.
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