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Eduardo Rafael Iniguez

Brokers International Financial Services, LLC

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About Eduardo Rafael Iniguez

Eduardo Iniguez is a Registered Representative and Investment Adviser Representative with Brokers International Financial Services, LLC. Eduardo has been in the financial services industry since 2000. He has a Series 6, Series 63, and Series 65 license and is registered in California, Florida, and Texas. Eduardo has previously been associated with J.P. Turner & Company, L.L.C., Allied Beacon Partners, Inc., Workman Securities Corporation, Lincoln Financial Securities Corporation, Signator Investors, Inc., NationsBanc Investments, Inc., and Citicorp Investment Services. Eduardo specializes in providing financial advice to individuals, corporations, and charitable organizations. His clients include individuals other than high net worth individuals, high net worth individuals, corporations or other businesses, and charitable organizations. He is also experienced in providing educational seminars, publication of periodicals, and selection of other advisers.

Firm Information

Eduardo Iniguez is currently registered with Brokers International Financial Services, LLC. Brokers International Financial Services, LLC is a Limited Liability Company based in Urbandale, IA, that provides investment advisory services to individuals, businesses, charitable organizations, and other investment advisors. The firm is registered with the SEC and in all 51 states and has over 180 licensed agents, 173 investment advisor representatives, and 197 registered representatives. They have approximately $2 billion in assets under management, with a majority of their clients being individuals other than high-net-worth, followed by high-net-worth individuals. They also offer educational seminars and publish periodicals, and they are involved in wrap fee program participation.
Brokers International Financial Services, LLC

4135 NW URBANDALE DR

URBANDALE, IA 50322

$2.00B

Assets Under Management

10

Total Clients

226

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets managed by third-party advisor firms

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Eduardo Iniguez’s Registration & Firm History

TX

11/05/2013 - Present

Brokers International Financial Services, LLC (KATY TX)

TX

08/02/2012 - 10/17/2013

J.P. TURNER & COMPANY, L.L.C. (KATY TX)

TX

10/03/2011 - 08/01/2012

ALLIED BEACON PARTNERS, INC. (KATY TX)

TX

04/20/2011 - 09/30/2011

WORKMAN SECURITIES CORPORATION (KATY TX)

FL

08/09/2007 - 05/02/2011

LINCOLN FINANCIAL SECURITIES CORPORATION (SUNRISE FL)

FL

09/06/2002 - 08/13/2007

SIGNATOR INVESTORS, INC. (PLANTATION FL)

MA

05/05/1999 - 06/21/1999

NATIONSBANC INVESTMENTS, INC. (BOSTON MA)

NY

07/28/1995 - 05/06/1997

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

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Licenses & Designations

BC

Issued 04/18/2003

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 03/26/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eduardo Rafael Iniguez.
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