Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eduardo? Claim Your ProfileEduardo Kenji Higuchi is a financial advisor with Nylife Securities LLC. Eduardo has been working in the financial services industry since 2009 and holds the Series 7, Series 63, and Series 66 securities licenses. Eduardo is registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/11/2021 - Present
Nylife Securities LLC (San Dimas CA)
CA
05/13/2020 - 12/18/2020
PRUCO SECURITIES, LLC. (ORANGE CA)
CA
06/16/2016 - 02/06/2018
MML INVESTORS SERVICES, LLC (IRVINE CA)
CA
01/02/2014 - 12/31/2014
CROWN CAPITAL SECURITIES, L.P. (LONG BEACH CA)
CA
08/23/2012 - 10/02/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COSTA MESA CA)
CA
09/11/2009 - 07/26/2012
CHASE INVESTMENT SERVICES CORP. (SANTA ANA CA)
CA
04/02/2007 - 05/11/2009
LPL FINANCIAL CORPORATION (WESTMINSTER CA)
CA
02/17/2006 - 02/12/2007
UBS FINANCIAL SERVICES INC. (LONG BEACH CA)
MN
08/16/2004 - 12/21/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
08/16/2004 - 12/21/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 01/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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