Unclaimed
Eduardo Jesus Vasquez is a financial professional with over 10 years of experience in the industry. Eduardo is currently registered with HSBC Securities (USA) Inc. and holds Series 3, 7TO, 9, 63, and 66 licenses. Eduardo has previously been employed by Tradestation Securities, Inc. and has experience in various roles including online tutoring.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
02/27/2023 - Present
Hsbc Securities (usa) Inc. (Miami FL)
FL
07/08/2021 - 08/23/2022
TRADESTATION SECURITIES, INC. (PLANTATION FL)
BOTH
Issued 02/27/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/23/2021
Series 3 - National Commodity Futures Examination
BC
Issued 07/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/13/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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