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Eduardo Gerena

PHX Financial, Inc.

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About Eduardo Gerena

Eduardo Gerena is a financial professional with over 20 years of experience in the industry. Eduardo is currently registered with PHX Financial, Inc. in Hauppauge, NY. Previously, Eduardo worked at firms like Investcorp, Inc., First Midwest Securities, Inc., and Brookstreet Securities Corporation. Eduardo has a strong track record of success in providing financial advice to individuals and families. Eduardo is dedicated to helping clients achieve their financial goals.

Firm Information

Eduardo Gerena is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eduardo Gerena’s Registration & Firm History

NY

09/20/2016 - Present

PHX Financial, Inc. (Hauppauge NY)

CA

01/17/2014 - 11/11/2016

INVESTACORP, INC. (Yorba Linda CA)

CA

07/05/2007 - 01/23/2014

FIRST MIDWEST SECURITIES, INC. (ANAHEIM CA)

NY

02/27/2007 - 07/12/2007

BROOKSTREET SECURITIES CORPORATION (MELVILLE NY)

NY

08/05/2002 - 03/23/2007

AMERICAN CAPITAL PARTNERS, LLC (HAUPPAUGE NY)

NY

08/31/2001 - 08/05/2002

MILESTONE FINANCIAL SERVICES, INC. (BOHEMIA NY)

NJ

03/23/1999 - 09/28/2001

SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)

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Licenses & Designations

BOTH

Issued 08/03/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/08/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/17/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Eduardo Gerena. Review regulatory record here.
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