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Eduardo Garcia

First Brokers Securities LLC

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About Eduardo Garcia

Eduardo Garcia is a licensed securities professional with over 30 years of experience in the financial services industry. Currently, Eduardo is registered with First Brokers Securities LLC and is located in Jersey City, New Jersey. Eduardo is licensed to conduct securities business in the state of New York. Eduardo has a broad range of experience, previously working at FIMAT USA, LLC, Garban Corporates LLC, Cedar Street Securities Corp, and Mabon, Nugent & Co. Eduardo has successfully passed the Series 7, Series 55, Series 63, Series 57TO, and SIE exams.

Firm Information

Eduardo Garcia is currently registered with First Brokers Securities LLC. First Brokers Securities LLC is a Limited Liability Company formed in November 2003. The firm is registered with the Securities and Exchange Commission and in 7 states, including California, Connecticut, Florida, New Jersey, New York, North Carolina, and Texas.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eduardo Garcia’s Registration & Firm History

NJ

02/02/2005 - Present

First Brokers Securities LLC (JERSEY CITY NJ)

IL

08/01/2002 - 02/03/2005

FIMAT USA, LLC (CHICAGO IL)

NY

10/19/1995 - 08/01/2002

GARBAN CORPORATES LLC (NEW YORK NY)

NY

04/30/1991 - 10/16/1995

CEDAR STREET SECURITIES CORP. (NEW YORK NY)

NA

04/29/1987 - 04/30/1991

MABON, NUGENT & CO.

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Licenses & Designations

BC

Issued 09/15/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/25/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Eduardo Garcia.
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