Unclaimed
Eduardo Garcia is a licensed securities professional with over 30 years of experience in the financial services industry. Currently, Eduardo is registered with First Brokers Securities LLC and is located in Jersey City, New Jersey. Eduardo is licensed to conduct securities business in the state of New York. Eduardo has a broad range of experience, previously working at FIMAT USA, LLC, Garban Corporates LLC, Cedar Street Securities Corp, and Mabon, Nugent & Co. Eduardo has successfully passed the Series 7, Series 55, Series 63, Series 57TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/02/2005 - Present
First Brokers Securities LLC (JERSEY CITY NJ)
IL
08/01/2002 - 02/03/2005
FIMAT USA, LLC (CHICAGO IL)
NY
10/19/1995 - 08/01/2002
GARBAN CORPORATES LLC (NEW YORK NY)
NY
04/30/1991 - 10/16/1995
CEDAR STREET SECURITIES CORP. (NEW YORK NY)
NA
04/29/1987 - 04/30/1991
MABON, NUGENT & CO.
BC
Issued 09/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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