Unclaimed
Eduardo F. Casas has been active in the securities industry since August 11, 2012. Currently, Eduardo is registered with UBS Securities LLC. Previously, Eduardo was registered with Citigroup Global Markets Inc. Eduardo is currently registered in 52 states and the District of Columbia. Eduardo holds the following licenses: Series 63, SIE, and Series 79.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/21/2014 - Present
UBS Securities LLC (New York NY)
NY
08/07/2012 - 07/15/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/09/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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