Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eduardo? Claim Your ProfileEduardo Caballero is a financial advisor currently registered with Oppenheimer & Co. Inc.. Eduardo has been in the industry since September 30, 1997. Eduardo is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Eduardo's firm provides a variety of services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
05/15/2018 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
03/07/2008 - 05/02/2018
EXOTIX USA INC. (NEW YORK NY)
NY
05/21/2001 - 03/03/2008
INTERCAPITAL SECURITIES LLC (NEW YORK NY)
NY
08/14/2006 - 09/14/2006
ICAP CORPORATES LLC (NEW YORK NY)
NY
01/04/2000 - 06/12/2000
AXA ADVISORS, LLC (NEW YORK NY)
MN
05/20/1999 - 11/22/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/20/1999 - 11/22/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
09/24/1997 - 01/08/1999
PARIBAS CORPORATION (NEW YORK NY)
NY
04/19/1996 - 10/06/1997
TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)
BC
Issued 06/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/02/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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