Unclaimed
Eduardo Astorga is a financial advisor with UBS Financial Services Inc. Eduardo has been in the industry since February 2019. Eduardo is licensed to offer investment advice in New York. Eduardo has previously worked at BBVA Securities Inc. Eduardo is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
02/22/2024 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
02/15/2019 - 04/04/2022
BBVA SECURITIES INC. (NEW YORK NY)
BOTH
Issued 04/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2023
Series 57TO - Securities Trader Exam
BC
Issued 05/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/15/2019
Series 99TO - Operations Professional Examination
BC
Issued 01/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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