Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eduardo? Claim Your ProfileEduardo Moran is a financial professional with over 26 years of experience in the industry. Eduardo is currently registered with Athene Securities, LLC and is actively licensed in Iowa. Previously, Eduardo has held positions at The Leaders Group, Inc., Symetra Securities, Inc., Symetra Investment Services, Inc., Fidelity Brokerage Services LLC, Transamerica Capital, Inc., John Hancock Distributors LLC, Planco Financial Services, Inc., First Trust Portfolios L.P., OCC Distributors, Griffin Financial Services, Essex National Securities, Inc., and Dean Witter Reynolds Inc. Eduardo holds multiple licenses including Series 7, 31, 24, 63, 66, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
07/03/2023 - Present
Athene Securities, LLC (WEST DES MOINES IA)
CO
01/27/2023 - 06/12/2023
THE LEADERS GROUP, INC. (LITTLETON CO)
WA
09/30/2013 - 12/21/2021
SYMETRA SECURITIES, INC. (BELLEVUE WA)
WA
02/19/2013 - 09/30/2013
SYMETRA INVESTMENT SERVICES, INC. (BELLEVUE WA)
FL
06/05/2012 - 02/07/2013
FIDELITY BROKERAGE SERVICES LLC (CORAL GABLES FL)
CO
07/17/2009 - 04/26/2012
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MA
02/05/2004 - 12/02/2008
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CT
08/26/2002 - 01/07/2004
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
IL
06/04/1997 - 07/24/2002
FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)
NY
08/06/1996 - 05/05/1997
OCC DISTRIBUTORS (NEW YORK NY)
NA
01/11/1996 - 05/28/1996
GRIFFIN FINANCIAL SERVICES
CA
11/15/1995 - 02/21/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
09/12/1995 - 11/03/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MA
03/09/1995 - 08/21/1995
JMC FINANCIAL CORPORATION (BOSTON MA)
NY
02/18/1994 - 02/27/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 06/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 02/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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