Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eduardo? Claim Your ProfileEduardo Antonio Coloma is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Miami, Florida. Eduardo has over 28 years of experience in the financial services industry. Eduardo holds several licenses and registrations, including Series 3, 6, 7, 9, 10, 24, 63, and 65. Eduardo specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/12/2021 - Present
Stifel, Nicolaus & Company, Inc. (MIAMI FL)
FL
11/04/2014 - 06/24/2021
WELLS FARGO CLEARING SERVICES, LLC (CORAL GABLES FL)
FL
02/01/2010 - 02/05/2013
ITA FINANCIAL SERVICES, LLC (MIAMI FL)
FL
04/20/2009 - 12/17/2009
INTERNATIONAL ASSETS ADVISORY, LLC (SOUTH MIAMI FL)
FL
06/15/1995 - 04/17/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CORAL GABLES FL)
NA
02/07/1992 - 06/12/1995
CIC CAPITAL
IA
Issued 07/10/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/22/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/03/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2015
Series 3 - National Commodity Futures Examination
BC
Issued 06/12/1992
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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