Unclaimed
Edmund Thompson Lacosta is a financial advisor with over 29 years of experience in the financial services industry. Edmund currently works at TP Icap Global Markets Americas LLC, a broker dealer firm. Edmund has a strong background in the securities industry and is licensed to sell securities through FINRA and SIPC. Edmund has passed the General Securities Representative Examination (Series 7), the Securities Industry Essentials Examination (SIE), and the Government Securities Representative Examination (Series 72). Edmund has also held previous roles with ICAP Securities USA LLC, Garban LLC, and Garban Capital Markets LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
02/15/2002 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
03/14/1997 - 01/25/2002
GARBAN LLC (NEW YORK NY)
NJ
01/27/1994 - 11/01/2001
GARBAN CAPITAL MARKETS LLC (JERSEY CITY NJ)
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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