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Edmund Thomas King

Lazard Freres & Co. LLC

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About Edmund Thomas King

Edmund Thomas King is a financial professional with over two decades of experience in the financial industry. Edmund is currently registered with Lazard Freres & Co. LLC in Illinois. Edmund has held previous roles with Lazard Middle Market LLC, BMO Capital Markets Corp., Harris Nesbitt Corp., William Blair & Company L.L.C. and ABN AMRO Incorporated. Edmund holds FINRA Series 7, 79TO, 24 and 63 securities licenses.

Firm Information

Edmund King is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edmund King’s Registration & Firm History

IL

03/31/2022 - Present

Lazard Freres & Co. LLC (CHICAGO IL)

IL

06/27/2011 - 03/31/2022

LAZARD MIDDLE MARKET LLC (CHICAGO IL)

IL

11/01/2003 - 06/07/2011

BMO CAPITAL MARKETS CORP. (CHICAGO IL)

IL

06/25/2002 - 11/01/2003

HARRIS NESBITT CORP. (CHICAGO IL)

IL

12/06/2000 - 07/15/2002

WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)

CT

04/26/2000 - 12/21/2000

ABN AMRO INCORPORATED (STAMFORD CT)

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Licenses & Designations

BC

Issued 06/08/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/12/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edmund Thomas King.
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