Unclaimed
Edmund Nicholas Kane has over 25 years of experience in the financial services industry. Edmund is currently a Registered Representative and Investment Advisor Representative at Nuveen Asset Management, LLC in Chicago, IL. Edmund previously worked at Pruco Securities, LLC in Downers Grove, IL and Lake Zurich, IL. Edmund has a wide range of experience in financial planning, portfolio management, and pension consulting. Edmund holds the Series 6, 7, 24, 26, 51, and 63 and 66 securities licenses. Edmund is registered with the state of Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
07/24/2023 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
IL
02/23/2022 - 03/08/2023
PRUCO SECURITIES, LLC. (Lake Zurich IL)
IL
02/09/1996 - 07/16/2020
PRUCO SECURITIES, LLC. (DOWNERS GROVE IL)
BOTH
Issued 04/07/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2009
Series 24 - General Securities Principal Examination
BC
Issued 05/27/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/27/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/08/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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