Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edmund? Claim Your ProfileEdmund Lee Steinert is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated, a well-established firm managing assets in excess of $10 billion. Edmund has been active in the financial industry since December 4, 1991. Edmund holds several licenses and registrations including Series 6, 7, 9, 10, 63 and 65. Edmund provides a range of services including portfolio management for individuals and businesses, as well as pension consulting and educational seminars. Edmund has previously worked with Charles Schwab & Co., Inc. and Dickinson & Co.
Angleton, TX
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/07/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Angleton TX)
AZ
03/22/1995 - 10/15/2015
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
IA
06/27/1994 - 03/08/1995
DICKINSON & CO. (DES MOINES IA)
GA
09/08/1987 - 04/01/1992
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
IA
Issued 12/6/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/5/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/27/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/24/1994
Series 7 - General Securities Representative Examination
BC
Issued 9/3/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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