Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edmund? Claim Your ProfileEdmund Chiang is a registered representative with UBS Securities LLC. Edmund has been in the securities industry since 1994. Edmund has a wide range of experience and holds several licenses, including Series 7, Series 63, Series 24, Series 79TO and the SIE Exam. Edmund is registered in a large number of states across the country. Edmund was previously employed by Moelis & Company LLC, CLG Investment Company, Inc., Banc of America Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Furman Selz LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/06/2019 - Present
UBS Securities LLC (New York NY)
NY
01/05/2010 - 12/09/2019
MOELIS & COMPANY LLC (NEW YORK NY)
CT
07/17/2009 - 10/25/2010
CLG INVESTMENT COMPANY, INC. (GREENWICH CT)
NY
10/19/2009 - 10/20/2009
MOELIS & COMPANY LLC (NEW YORK NY)
NY
08/19/1999 - 05/04/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
07/18/1997 - 11/30/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/09/1994 - 06/24/1997
FURMAN SELZ LLC (NEW YORK NY)
BC
Issued 10/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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