Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edmond? Claim Your ProfileEdmond Lok is a financial professional with over 20 years of experience in the industry. Edmond is currently registered with Deutsche Bank Securities Inc. and has previously worked with CITIGROUP GLOBAL MARKETS INC. and CITICORP INVESTMENT SERVICES. Edmond holds Series 63, 65, 7, and SIE licenses. Edmond has a strong track record of providing clients with comprehensive financial advice, including equity and debt research, macro research, and multi-asset research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
CA
01/29/2008 - Present
Deutsche Bank Securities Inc. (SAN FRANCISCO CA)
CA
05/29/2007 - 12/18/2007
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
11/16/1993 - 05/29/2007
CITICORP INVESTMENT SERVICES (SAN FRANCISCO CA)
IA
Issued 01/07/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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