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Edmond S. Cha

Morgan Stanley & Co. LLC

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About Edmond S. Cha

Edmond S. Cha is a registered representative with Morgan Stanley & Co. LLC. Edmond Cha has been in the securities industry since January 23, 2008. Edmond Cha has passed the Series 7, Series 55, Series 63 and Series 57TO exams. Edmond Cha holds a license to sell securities in New York. Prior to joining Morgan Stanley & Co. LLC, Edmond Cha was registered with Citigroup Global Markets Inc. and Assent LLC.

Firm Information

Edmond Cha is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edmond Cha’s Registration & Firm History

NY

08/13/2020 - Present

Morgan Stanley & Co. LLC (NEW YORK NY)

NY

02/27/2017 - 05/13/2020

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

05/29/2007 - 12/14/2015

CITIGROUP GLOBAL MARKETS INC. (LONG ISLAND CITY NY)

NY

05/10/2007 - 05/29/2007

CITICORP INVESTMENT SERVICES (NEW YORK NY)

IL

06/09/2005 - 01/09/2006

ASSENT LLC (BOLINGBROOK IL)

NY

02/21/2002 - 04/18/2002

LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)

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Licenses & Designations

BC

Issued 06/10/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/08/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Edmond S. Cha.
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