Unclaimed
Edmond J. Chin is a financial professional with over 38 years of experience in the industry. Edmond is currently registered with Charles Schwab & Co., Inc. in Omaha, NE. Edmond has a broad range of experience having previously worked at Scottsdale Securities, Inc., Quick & Reilly, Inc., Great Western Financial Securities Corporation, SME Capital Management Corporation, Hambrecht & Quist Incorporated, Thomson McKinnon Securities Inc., and Bateman Eichler, Hill Richards, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NE
09/16/1999 - Present
Charles Schwab & CO., Inc. (Omaha NE)
MO
02/04/1999 - 08/19/1999
SCOTTSDALE SECURITIES, INC. (ST. LOUIS MO)
NY
09/29/1989 - 12/15/1998
QUICK & REILLY, INC. (NEW YORK NY)
CA
01/30/1989 - 09/28/1989
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NA
08/30/1988 - 10/29/1988
SME CAPITAL MANAGEMENT CORPORATION
NA
05/22/1987 - 02/10/1988
HAMBRECHT & QUIST INCORPORATED
NA
06/14/1984 - 04/30/1987
THOMSON MCKINNON SECURITIES INC.
NA
05/30/1984 - 06/05/1984
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
BC
Issued 07/20/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/28/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/04/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/05/1994
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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