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Edmond J Chin

Charles Schwab & CO., Inc.

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About Edmond J Chin

Edmond J. Chin is a financial professional with over 38 years of experience in the industry. Edmond is currently registered with Charles Schwab & Co., Inc. in Omaha, NE. Edmond has a broad range of experience having previously worked at Scottsdale Securities, Inc., Quick & Reilly, Inc., Great Western Financial Securities Corporation, SME Capital Management Corporation, Hambrecht & Quist Incorporated, Thomson McKinnon Securities Inc., and Bateman Eichler, Hill Richards, Incorporated.

Firm Information

Edmond Chin is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Edmond Chin’s Registration & Firm History

NE

09/16/1999 - Present

Charles Schwab & CO., Inc. (Omaha NE)

MO

02/04/1999 - 08/19/1999

SCOTTSDALE SECURITIES, INC. (ST. LOUIS MO)

NY

09/29/1989 - 12/15/1998

QUICK & REILLY, INC. (NEW YORK NY)

CA

01/30/1989 - 09/28/1989

GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)

NA

08/30/1988 - 10/29/1988

SME CAPITAL MANAGEMENT CORPORATION

NA

05/22/1987 - 02/10/1988

HAMBRECHT & QUIST INCORPORATED

NA

06/14/1984 - 04/30/1987

THOMSON MCKINNON SECURITIES INC.

NA

05/30/1984 - 06/05/1984

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

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Licenses & Designations

BC

Issued 07/20/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/28/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/04/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 04/05/1994

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Edmond J Chin.
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