Unclaimed
Edmond Horowitz is a financial professional with over 20 years of experience in the securities industry. He holds the Series 7, 9, 10, and 63 licenses. He is currently registered with Fidelity Brokerage Services LLC and has been with the firm since 2001. Edmond is a highly experienced and qualified advisor who is dedicated to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
05/24/2001 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 06/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/07/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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