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Edlain Rodriguez

Mizuho Securities USA LLC

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About Edlain Rodriguez

Edlain Rodriguez is a financial professional with over 20 years of experience in the industry. Edlain currently works at Mizuho Securities USA LLC. Edlain has a strong track record of success in the financial services industry, having previously worked at firms such as Credit Suisse Securities (USA) LLC, Jefferies LLC, and UBS Securities LLC. Edlain holds the Series 63, Series 7, Series 86, and Series 87 licenses and is registered to sell securities in all 50 states, as well as the District of Columbia and Puerto Rico.

Firm Information

Edlain Rodriguez is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edlain Rodriguez’s Registration & Firm History

NY

11/14/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

05/05/2022 - 12/08/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

11/24/2020 - 04/26/2022

JEFFERIES LLC (NEW YORK NY)

NY

10/03/2013 - 11/05/2019

UBS SECURITIES LLC (NEW YORK NY)

NY

10/03/2011 - 12/05/2012

LAZARD CAPITAL MARKETS LLC (NEW YORK NY)

NY

06/17/2010 - 09/09/2011

GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)

NY

07/20/2009 - 06/25/2010

BROADPOINT AMTECH, INC. (NEW YORK NY)

NY

05/27/2004 - 04/07/2009

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

10/18/2000 - 05/26/2004

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/30/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 11/22/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/17/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Edlain Rodriguez.
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