Unclaimed
Editha Santos Shemke is an active Registered Representative and Investment Advisor Representative. Editha Santos Shemke is registered with Stifel, Nicolaus & Company, Inc. Editha Santos Shemke has been in the industry for 23 years. Editha Santos Shemke is licensed to provide investment advice in Arizona, California, Florida, Michigan, Montana, Texas, Utah and Virginia. Editha Santos Shemke has been registered with Stifel, Nicolaus & Company, Inc. since May 2011. Prior to joining Stifel, Nicolaus & Company, Inc., Editha Santos Shemke was registered with Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Editha Santos Shemke specializes in providing investment advice to individuals, businesses, corporations, investment companies, pooled investment vehicles, pension and profit-sharing plans, charitable organizations, banking or thrift institutions, state or municipal government entities, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/22/2019 - Present
Stifel, Nicolaus & Company, Inc. (IRVINE CA)
CA
06/01/2009 - 06/14/2011
MORGAN STANLEY SMITH BARNEY (LAGUNA NIGUEL CA)
CA
03/20/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LAGUNA NIGUEL CA)
IA
Issued 04/14/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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