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Editha Santos Shemke

Stifel, Nicolaus & Company, Inc.

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About Editha Santos Shemke

Editha Santos Shemke is an active Registered Representative and Investment Advisor Representative. Editha Santos Shemke is registered with Stifel, Nicolaus & Company, Inc. Editha Santos Shemke has been in the industry for 23 years. Editha Santos Shemke is licensed to provide investment advice in Arizona, California, Florida, Michigan, Montana, Texas, Utah and Virginia. Editha Santos Shemke has been registered with Stifel, Nicolaus & Company, Inc. since May 2011. Prior to joining Stifel, Nicolaus & Company, Inc., Editha Santos Shemke was registered with Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Editha Santos Shemke specializes in providing investment advice to individuals, businesses, corporations, investment companies, pooled investment vehicles, pension and profit-sharing plans, charitable organizations, banking or thrift institutions, state or municipal government entities, and insurance companies.

Firm Information

Editha Shemke is currently registered with Stifel, Nicolaus & Company, Inc.. Stifel, Nicolaus & Company, Inc. is a corporation headquartered in ST LOUIS, MO, United States. Founded in 1900, the firm provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. With over 5,000 registered representatives and $149.2 billion in regulatory assets under management, the firm serves a wide range of clients including high-net-worth individuals, corporations, and institutional investors.
Stifel, Nicolaus & Company, Inc.

501 N BROADWAY

ST LOUIS, MO 63102

$149.25B

Assets Under Management

Not reported

Total Clients

4,272

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Editha Shemke’s Registration & Firm History

CA

03/22/2019 - Present

Stifel, Nicolaus & Company, Inc. (IRVINE CA)

CA

06/01/2009 - 06/14/2011

MORGAN STANLEY SMITH BARNEY (LAGUNA NIGUEL CA)

CA

03/20/2000 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (LAGUNA NIGUEL CA)

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Licenses & Designations

IA

Issued 04/14/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/28/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Editha Santos Shemke. Review regulatory record here.
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