Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edith? Claim Your ProfileEdith Ann Kaplow alfenas is a securities professional with over 28 years of experience in the financial services industry. Edith Ann Kaplow alfenas has a wide range of experience in the industry, having worked for a variety of firms, including J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Bear, Stearns & Co. Inc., Goldman, Sachs & Co., and Kidder, Peabody & Co. Incorporated. Edith Ann Kaplow alfenas is currently registered with Loop Capital Markets LLC. Edith Ann Kaplow alfenas is a licensed securities professional holding multiple licenses including Series 63, Series 53, Series 52TO, Series 79TO, SIE, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
NY
12/03/2015 - Present
Loop Capital Markets LLC (NEW YORK NY)
NY
10/01/2008 - 12/03/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/26/2005 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/24/1999 - 10/28/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/03/1997 - 03/15/1999
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
12/19/1989 - 03/05/1993
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 07/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Edith Kaplow alfenas is the right advisor for you? Invested Better is here to help.
