Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edgardo? Claim Your ProfileEdgardo Santiago is a financial advisor with over 20 years of experience in the financial services industry. Edgardo is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Previously, Edgardo was registered with Morgan Stanley and UBS Financial Services Inc. Edgardo provides portfolio management services for individuals and businesses, as well as pension consulting. Edgardo is a Series 63 and 65 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/28/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
06/22/2012 - 06/30/2023
MORGAN STANLEY (New York NY)
NY
01/01/2010 - 06/28/2012
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
06/29/2006 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
08/12/2002 - 04/18/2006
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
10/08/2001 - 10/18/2001
SAFRA SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 11/18/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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