Unclaimed
Edgardo Cintron is a financial advisor currently registered with UBS Financial Services Inc.. Edgardo has been in the industry since 1990. Edgardo has passed several exams including Series 7, Series 31, Series 63, and Series 65 and holds registrations in multiple states. Edgardo's previous experience includes Merrill Lynch, Pierce, Fenner & Smith Incorporated and Lehman Brothers Inc.. Edgardo is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
01/23/2009 - Present
UBS Financial Services Inc. (COLORADO SPRINGS CO)
CO
02/08/1991 - 01/27/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLORADO SPRINGS CO)
NY
06/21/1990 - 10/26/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 09/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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