Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edgar? Claim Your ProfileEdgar Roberto Rodriguez nieves is a financial professional who is currently registered with Vanguard Marketing Corp. Edgar Roberto Rodriguez nieves has been in the industry for a number of years, working to meet the financial needs of clients. Edgar Roberto Rodriguez nieves is a registered representative and investment advisor representative and holds the following licenses: Series 7TO, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/05/2022 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 08/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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