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Edgar Ivan Rincon

Raymond James Financial Services, Inc.

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About Edgar Ivan Rincon

Edgar Ivan Rincon is a financial advisor currently registered with Raymond James Financial Services, Inc. Edgar has been in the financial services industry since 2017 and is licensed to provide investment advice in several states including California, Florida, Illinois, Michigan, New Mexico, Texas and Washington. Edgar has passed the SIE, Series 7 and Series 63 exams. Edgar's previous experience includes working with WELLS FARGO CLEARING SERVICES, LLC and VANGUARD MARKETING CORPORATION.

Firm Information

Edgar Rincon is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edgar Rincon’s Registration & Firm History

TX

08/02/2021 - Present

Raymond James Financial Services, Inc. (EL PASO TX)

TX

12/20/2018 - 08/05/2021

WELLS FARGO CLEARING SERVICES, LLC (EL PASO TX)

AZ

01/05/2017 - 12/18/2018

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 02/17/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Edgar Ivan Rincon. Review regulatory record here.
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