Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edgar? Claim Your ProfileEdgar Bachrach is an investment advisor representative associated with UBS Financial Services Inc. Edgar has been in the financial industry since February 1997. Edgar's background includes experience with Oppenheimer & Co. Inc. and CIBC World Markets Corp. Edgar is registered with the Securities and Exchange Commission as an investment advisor representative. Edgar holds the Series 7, Series 31, Series 63, and Series 65 licenses, as well as the SIE exam. Edgar holds registrations in Colorado, Florida, Illinois and Texas. Edgar is also registered as an investment advisor in Colorado and Illinois. Edgar is also registered as an investment advisor representative in Arizona, California, Florida, Illinois, Michigan and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
01/02/2004 - Present
UBS Financial Services Inc. (BOULDER CO)
NY
01/03/2003 - 11/17/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
02/24/1997 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
IA
Issued 03/17/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 02/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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