Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edgar? Claim Your ProfileEdgar Allen Thomas has been working in the financial industry since 1992. Edgar Allen is currently a registered representative and investment advisor representative with Compound Planning, which is a firm that manages more than $1 billion in assets. Edgar Allen is based in New York, NY. Previously, Edgar Allen worked at several firms including CALTON & ASSOCIATES, INC., CABOT LODGE SECURITIES LLC, BROOKSTONE SECURITIES, INC., J.W. COLE FINANCIAL, INC., INVESTORS CAPITAL CORP., MCC SECURITIES, INC. and PRUCO SECURITIES CORPORATION. Edgar Allen has a range of licenses and certifications including series 6, 7, 24 and 66. Edgar Allen Thomas holds a bachelor's degree in Business Administration from the University of Central Florida. Edgar Allen Thomas is dedicated to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Selection of other advisers
1
2
NY
09/26/2022 - Present
Compound Planning (NEW YORK NY)
FL
08/19/2013 - 07/29/2016
CALTON & ASSOCIATES, INC. (Lakeland FL)
FL
12/20/2012 - 08/23/2013
CABOT LODGE SECURITIES LLC (TAMPA FL)
FL
08/26/2009 - 06/20/2012
BROOKSTONE SECURITIES, INC. (LAKELAND FL)
FL
08/24/2009 - 09/17/2009
J.W. COLE FINANCIAL, INC. (TAMPA FL)
FL
02/18/1999 - 08/12/2009
INVESTORS CAPITAL CORP. (WINTER HAVEN FL)
FL
06/26/1996 - 05/28/1997
MCC SECURITIES, INC. (TAMPA FL)
NJ
05/08/1992 - 01/18/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 04/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/08/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/2008
Series 24 - General Securities Principal Examination
BC
Issued 07/29/2016
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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