Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edgar? Claim Your ProfileEdgar Alberto Umana is a registered representative with Wells Fargo Clearing Services, LLC in St. Louis, Missouri. Edgar has been in the financial services industry since 2006. Edgar has been registered with Wells Fargo Clearing Services, LLC since 2013. Edgar is a licensed representative and has passed several exams including Series 6, 7, 9, 10, 63 and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/06/2013 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
05/08/2009 - 06/03/2013
FIRST CLEARING, LLC (ST. LOUIS MO)
NC
10/08/2007 - 03/13/2009
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
MO
06/18/2003 - 07/14/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 04/08/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/25/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2007
Series 7 - General Securities Representative Examination
BC
Issued 06/17/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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