Unclaimed
Eden Garciatorres Guzman is a financial advisor based in Nanuet, NY, currently registered with Fidelity Brokerage Services LLC. Eden has been active in the industry since 2018 and holds multiple licenses, including Series 7, 63, 66, and 9 & 10. Previously, Eden was registered with Charles Schwab & Co., Inc., TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc. Eden's focus is on providing clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/30/2023 - Present
Fidelity Brokerage Services LLC (NANUET NY)
NJ
01/26/2022 - 05/16/2023
CHARLES SCHWAB & CO., INC. (Paramus NJ)
NJ
05/23/2021 - 05/16/2023
TD AMERITRADE, INC. (Paramus NJ)
NE
07/29/2020 - 07/03/2021
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
04/30/2018 - 08/09/2020
TD AMERITRADE, INC. (OMAHA NE)
NE
06/26/2018 - 06/16/2020
TD AMERITRADE CLEARING, INC. (OMAHA NE)
BOTH
Issued 05/24/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/28/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/15/2019
Series 4 - Registered Options Principal Examination
BC
Issued 12/22/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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