Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eddy? Claim Your ProfileEddy Han tak Shum is a financial advisor registered with the state of California and the Securities and Exchange Commission (SEC). Eddy is an active registered representative with Grove Point Advisors, LLC. Eddy has been in the securities industry since September 1988. Eddy has worked with several other financial firms, including USA Financial Securities Corporation, First Allied Securities, Inc., FFP Securities, Inc., National Planning Corporation, and H.D. Vest Investment Securities, Inc. Eddy holds several securities licenses, including Series 7, Series 6, Series 22, Series 26, Series 51, and Series 63. Eddy is also a Certified Financial Planner (CFP) and a Personal Financial Specialist (PFS). Eddy provides financial planning, portfolio management, and investment advisory services to individuals, families, businesses, and charitable organizations. Eddy has worked with over 6735 clients and manages over $2.3 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
04/01/2021 - Present
Grove Point Advisors, LLC (ROCKVILLE MD)
CA
03/05/2010 - 12/01/2020
USA FINANCIAL SECURITIES CORPORATION (BURLINGAME CA)
CA
05/30/2008 - 03/04/2010
FIRST ALLIED SECURITIES, INC. (BURLINGAME CA)
CA
07/01/2005 - 05/30/2008
FFP SECURITIES, INC. (BURLINGAME CA)
CA
03/15/2000 - 07/01/2005
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
TX
09/27/1988 - 03/28/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BOTH
Issued 09/21/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/18/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1991
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/01/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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