Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eddy? Claim Your ProfileEddy Chiwen Wang is an investment advisor representative at Raymond James Financial Services Advisors, Inc. in San Francisco, California. Eddy Chiwen Wang has been in the securities industry since July 22, 2004. Eddy Chiwen Wang is licensed to provide investment advisory services in California. Eddy Chiwen Wang also holds the Series 7 and Series 66 securities licenses. Eddy Chiwen Wang is currently employed by Raymond James Financial Services Advisors, Inc. and has been with this firm since January 2018. Before that, Eddy Chiwen Wang worked at Charles Schwab & Co., Inc. from September 2007 to August 2017. Eddy Chiwen Wang is a Registered Representative of Raymond James Financial Services, Inc. and is a Financial Advisor. Eddy Chiwen Wang specializes in providing financial planning services, portfolio management for businesses and individuals, and selection of other advisers. Eddy Chiwen Wang also works with clients who are high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, pension and profit-sharing plans, and charitable organizations. Eddy Chiwen Wang is an active member of the financial services industry and has been a Registered Representative for over 20 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
01/17/2018 - Present
Raymond James Financial Services Advisors, Inc. (SAN FRANCISCO CA)
CA
10/11/2007 - 08/15/2017
CHARLES SCHWAB & CO., INC. (SUNNYVALE CA)
CA
02/09/2006 - 10/03/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
TX
07/23/1999 - 05/24/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
08/10/1998 - 10/22/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
08/10/1998 - 06/01/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
VA
03/18/1998 - 05/28/1998
DMG SECURITIES, INC. (GREAT FALLS VA)
BOTH
Issued 3/16/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/8/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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