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Eddy Arriaza

Robinhood Financial, LLC

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About Eddy Arriaza

Eddy Arriaza is a financial advisor with Robinhood Financial, LLC. Eddy has been working in the financial services industry since July 2018. Eddy has a broad range of experience in the industry, including time at TD Ameritrade, Inc., PFS Investments Inc., and J.P. Morgan Securities LLC. Eddy holds Series 3, 7, and 66 securities licenses.

Firm Information

Eddy Arriaza is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eddy Arriaza’s Registration & Firm History

FL

01/16/2024 - Present

Robinhood Financial, LLC (Lake Mary FL)

TX

03/23/2023 - 12/08/2023

PFS INVESTMENTS INC. (FORT WORTH TX)

TX

12/18/2020 - 12/10/2022

TD AMERITRADE, INC. (Southlake TX)

TX

04/23/2020 - 11/25/2020

PFS INVESTMENTS INC. (FORT WORTH TX)

TX

09/13/2018 - 11/27/2019

J.P. MORGAN SECURITIES LLC (ARLINGTON TX)

TX

06/14/2018 - 09/14/2018

PFS INVESTMENTS INC. (IRVING TX)

TX

05/12/2017 - 01/31/2018

TD AMERITRADE, INC. (FORT WORTH TX)

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Licenses & Designations

BOTH

Issued 10/03/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/23/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2022

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Eddy Arriaza. Review regulatory record here.
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