Unclaimed
Eddie Gassaway II is a registered representative and investment advisor representative with Wells Fargo Clearing Services, LLC. Eddie has been in the financial services industry since 2001. Eddie is registered in 26 states and the District of Columbia. Previously, Eddie was registered with BBVA Securities Inc, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities, LLC, Chase Investment Services Corp., and Banc One Securities Corporation. Eddie's registrations are currently active in Texas, Arizona, Arkansas, California, Colorado, District of Columbia, Florida, Georgia, Illinois, Louisiana, Maryland, Massachusetts, Mississippi, Missouri, Nevada, New Mexico, New York, North Carolina, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Virginia, Washington, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/02/2018 - Present
Wells Fargo Clearing Services, LLC (FLOWER MOUND TX)
TX
10/28/2016 - 11/02/2018
BBVA SECURITIES INC. (HURST TX)
TX
11/24/2008 - 10/20/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT WORTH TX)
TX
02/23/2006 - 11/24/2008
WACHOVIA SECURITIES, LLC (FORT WORTH TX)
IL
07/06/2005 - 11/04/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
09/06/2001 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 02/01/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/05/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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