Unclaimed
Eddie Arnold Rascon is a registered investment advisor representative with Capital Client Group, Inc.. Eddie has been in the industry since 2016 and is currently registered in 12 states. Eddie has a Series 7, Series 63, and Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
FL
10/09/2024 - Present
Capital Client Group, Inc. (Miami FL)
LA
08/15/2016 - 02/10/2017
SCOTTRADE, INC. (METAIRIE LA)
IA
Issued 06/10/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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