Unclaimed
Ebony Baker is a financial professional with over 16 years of experience in the financial services industry. She is registered with the state of North Carolina and South Carolina. She is currently employed by Vanguard Marketing Corp. and holds Series 6, 7, 24, and 63 licenses. Ebony has extensive experience in the investment industry, working previously with Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/24/2015 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
NC
10/17/2006 - 09/17/2008
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 07/15/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/16/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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