Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eartha? Claim Your ProfileEartha Marie Young is a registered representative with Southeast Investments, N.c., Inc. and has been in the securities industry since January 6, 1994. Eartha is licensed to offer securities in Florida, New Jersey, New York and South Carolina. She has Series 6, 7 and 63 licenses, as well as the Securities Industry Essentials Examination. Eartha Marie Young provides financial planning services and offers portfolio management services for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Offer products as a b/d on a commission basis
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2
NC
09/30/2009 - Present
Southeast Investments, N.c., Inc. (CHARLOTTE NC)
NY
12/01/2006 - 10/06/2009
QUESTAR CAPITAL CORPORATION (FREEPORT NY)
NY
08/05/2003 - 12/01/2006
USALLIANZ SECURITIES, INC. (FREEPORT NY)
NY
10/31/2001 - 04/28/2003
GOLDIS FINANCIAL GROUP, INC. (GARDEN CITY NY)
NY
05/03/1999 - 01/22/2002
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
05/02/1996 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
10/13/1994 - 05/01/1996
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MD
05/01/1995 - 01/24/1996
M&T SECURITIES, INC. (BALTIMORE MD)
NY
01/24/1995 - 05/01/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
09/21/1994 - 10/05/1994
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
NY
08/28/1993 - 08/23/1994
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
10/23/1992 - 10/23/1992
USLIFE EQUITY SALES CORP. (NEW YORK NY)
BC
Issued 10/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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