Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Earnest? Claim Your ProfileEarnest Michael Niemi has been in the financial industry since 2002. Earnest Michael is currently registered with Capital Client Group, Inc. in Los Angeles, CA. Earnest Michael previously worked at CHARLES SCHWAB & CO., INC. Earnest Michael holds the following licenses: Series 63, Series 26, SIE and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
05/20/2010 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
OH
04/15/2002 - 04/28/2010
CHARLES SCHWAB & CO., INC. (RICHFIELD OH)
BC
Issued 09/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Earnest Niemi is the right advisor for you? Invested Better is here to help.
