Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Earline? Claim Your ProfileEarline Chapa is a financial advisor with Waterloo Capital. She has been in the financial industry since 1999. Earline is registered with the state of Texas. Her previous employers include Regal Securities, Inc., Virtus Securities, LLC, SAMCO Financial Services, Inc., FSC Securities Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Earline specializes in providing financial planning, pension consulting, portfolio management for individuals and selection of other advisors. She has worked at Waterloo Capital Management (fka Virtus Private Wealth Management) since 2004. Earline has been a registered representative since 1999 and holds Series 7 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
12/15/2009 - Present
Waterloo Capital (AUSTIN TX)
TX
02/09/2007 - 08/14/2009
REGAL SECURITIES, INC. (AUSTIN TX)
TX
05/02/2008 - 08/07/2008
VIRTUS SECURITIES, LLC (AUSTIN TX)
TX
08/21/2006 - 12/31/2006
SAMCO FINANCIAL SERVICES, INC. (AUSTIN TX)
TX
11/10/2005 - 08/22/2006
FSC SECURITIES CORPORATION (AUSTIN TX)
NY
02/02/1999 - 01/26/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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