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Earl T Shorter

Transamerica Financial Advisors, Inc.

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About Earl T Shorter

Earl Shorter is a financial advisor with over 13 years of experience in the financial services industry. Earl is currently registered with Transamerica Financial Advisors, Inc. in Laurel, MD. Before that, Earl worked with Lincoln Financial Advisors Corporation, MML Investors Services, LLC, and Vanguard Marketing Corporation. Earl's specializations include retirement planning and investments. Earl is licensed to provide financial advice in Maryland.

Firm Information

Earl Shorter is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Earl Shorter’s Registration & Firm History

MD

12/12/2023 - Present

Transamerica Financial Advisors, Inc. (LAUREL MD)

PA

08/12/2019 - 09/09/2020

LINCOLN FINANCIAL ADVISORS CORPORATION (BERWYN PA)

PA

04/27/2019 - 08/14/2019

MML INVESTORS SERVICES, LLC (HORSHAM PA)

PA

02/19/2007 - 11/13/2017

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BOTH

Issued 03/18/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/06/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/06/2024

Series 7TO - General Securities Representative Examination

BC

Issued 12/12/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/13/2017

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2013

Series 7 - General Securities Representative Examination

BC

Issued 02/16/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Earl T Shorter.
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